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SMALL BUSINESS ADMINISTRATION ISSUES NOTICE: SBIC LICENSE ISSUANCE

WASHINGTON, July 7 -- Small Business Administration has issued a notice called: SBIC License Issuance. The notice was published in the Federal Register on July 7 by Paul Van Eyl, Director of Policy, ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF PARTIAL AMENDMENT NO. 1 TO PROPOSED RULE CHANGE TO AMEND FINRA RULE 2210 (COMMUNICATIONS WITH THE PUBLIC)

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: MUZINICH AVIATION INCOME FUND (MAIR) AND MUZINICH & CO., INC.

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Muzinich Aviation Income Fund (mAIR) and Muzinich & Co, Inc. The notice was published in the Federal Register on J... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NO ADJUSTMENT TO CIVIL MONETARY PENALTY AMOUNTS

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: No Adjustment to Civil Monetary Penalty Amounts. The notice was published in the Federal Register on July 7 by She... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULES 5.32-O AND 5.35-O

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 5.32-O an... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: GOEHRING & ROZENCWAJG INVESTMENT FUNDS AND GOEHRING & ROZENCWAJG ASSOCIATES, LLC

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Goehring & Rozencwajg Investment Funds and Goehring & Rozencwajg Associates, LLC. The notice was published in the ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; TEXAS STOCK EXCHANGE LLC; NOTICE OF FILING OF AMENDMENT NO. 1 TO A PROPOSED RULE CHANGE TO AMEND CERTAIN PARTS OF ITS OPENING AND CLOSING AUCTIONS

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE CONNECTIVITY FEE SCHEDULE

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 903G AND 906G

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change To Amend Rule 903G and... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC AND NYSE ARCA, INC.; NOTICE OF FILING AND ORDER GRANTING ACCELERATED APPROVAL OF PROPOSED RULE CHANGES CONCERNING THE SINGLE COMPONENT CONCENTRATION LIMIT OF THE MSCI EMERGING MARKETS INDEX

WASHINGTON, July 7 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC and NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerat... Read More